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Mutual Funds

As an LPL Financial independent financial advisor, you’ll enjoy the flexibility of choosing among more than 350 top load and no-load mutual fund families.

Open-end Funds
Our key partner firms include:
  • AIM Investments
  • AllianceBernstein
  • Allianz Global Investors
  • American Century
  • BlackRock
  • Columbia Management
  • Delaware Investments
  • Dreyfus
  • DWS Scudder
  • Eaton Vance
  • Evergreen
  • Federated
  • Fidelity Advisors
  • First American Funds
  • Franklin Templeton
  • Goldman Sachs
  • Hartford
  • ING
  • Jennison Dryden
  • John Hancock
  • JPMorgan
  • Kensington Investment Group
  • Lazard
  • Legg Mason Partners 
  • Lord Abbett
  • MFS
  • NATIXIS Global Associates
  • OppenheimerFunds
  • Phoenix
  • Pioneer
  • Principal Funds
  • Putnam
  • Rydex
  • SunAmerica
  • Touchstone
  • Van Kampen

No-load mutual funds
LPL Financial makes it easy to accommodate the requests of clients to buy, hold and sell no-load funds. Below is a partial list of fund family names frequently found in LPL Financial brokerage accounts:

  • Dodge & Cox
  • Fidelity
  • Invesco
  • Janus
  • Marsico
  • MAS
  • Neuberger Berman
  • Rydex
  • Scudder
  • Strong
  • T. Rowe Price
  • Warburg Pincus
  • Weitz
  • Vanguard
  • Van Wagoner

Closed-end Funds
LPL Financial offers a complete lineup of Exchange Traded Funds (ETFs), Closed End Funds and Unit Investment Trusts (UITs) from a range of providers, including:

  • AAM
  • Claymore
  • Eaton Vance
  • First Trust
  • Nuveen
  • Pimco
  • Power Shares
  • Van Kampen
  • Vanguard

Technology designed to facilitate and support fund transactions
Mutual funds continue to provide advisors and their clients with some of the best solutions to individual investment and financial planning needs. The LPL Financial mutual fund platform makes it easier than ever to transact mutual fund business through:

  • Internet-based trading for all buys, sells and exchanges
  • Nightly downloads of information on load fund positions held at the fund companies
  • Mutual Fund historical data provided by Thomson Financial
  • Discounts available for LPL Financial advisors who use Morningstar or CDA Wiesenberger

Accounting for mutual fund commissions
LPL Financial pays advisors on all commissions the fund company pays us. Advisors receive their mutual fund trails and special full dealer reallowances offered by the fund companies.

(Mutual Funds are sold by prospectus. Investors should consider the investment objectives, risks, charges and expenses of the variable annuity contract and sub-account carefully before investing. The prospectus contains this and other information about the variable annuity contract and sub-accounts. They can obtain contract and sub-account prospectuses from their LPL Financial registered representative. They should read prospectuses carefully before investing.)