| First Name | Last Name | City | State | Prior Firm |
| Mahmoud | Abdelhalem | San Diego | CA | Ameriprise Financial Svcs |
| Allen | Ah You, III | Irvine | CA | Ameriprise Financial Svcs |
| Amon | Allahyari | Walnut Creek | CA | Charles Schwab |
| Jane | An | Irvine | CA | Ameriprise Financial Svcs |
| Ronald | Barker | Long Beach | CA | Banc of America |
| Michael | Barta | Palm Desert | CA | Banc of America |
| Robert | Burpee, Jr. | Walnut Creek | CA | Banc of America |
| James | Calforda | Napa | CA | Wells Fargo Investments |
| Derek | Del Simone | Walnut Creek | CA | Banc of America |
| Luis | Espinoza | Riverside | CA | Ameriprise Financial Svcs |
| Edward | Harris | Fullerton | CA | Banc of America |
| Jason | Hofmann | Walnut Creek | CA | AIG Advisor Group |
| Tracy | Lamond, CFA | Novato | CA | U.S. Bancorp |
| Timothy | Landry | Carlsbad | CA | Financial Network |
| Kristopher | Lindley | San Diego | CA | First Investors |
| Albert | Linker | Fresno | CA | Jefferson-Pilot |
| Jason | Lowther | Malibu | CA | VSR Financial Svcs |
| Kun | Er Lu | San Ramon | CA | Edward D. Jones & Co |
| Cheryl | Parker-Keehnel | San Bernardino | CA | Arrowhead Investment |
| Nicolas | Radisay | Laguna Beach | CA | Merrill Lynch |
| James | Richardson | Fresno | CA | Northwestern Mutual |
| John | Robins | San Bernardino | CA | Arrowhead Investment |
| David | Rock | Brea | CA | Morgan Stanley DW |
| Seema | Sethi | Riverside | CA | Ameriprise Financial Svcs |
| Gerald | Tambe | Arcadia | CA | Wachovia Securities |
| Zhuang | Tantiwasadakran | Walnut | CA | 1717 Capital Mgmt Co |
| Monte | Teneyck | Templeton | CA | Royal Alliance |
| Samuel | Thomas | San Luis Obispo | CA | A.G. Edwards |
| David | Torp | Napa | CA | Wells Fargo Investments |
| Javier | Vallejo | Irvine | CA | Ameriprise Financial Svcs |
| Marvin | Waider | Long Beach | CA | Park Avenue Securities |
| Craig | Walker | Berkeley | CA | A.G. Edwards |
| Daniel | Warren | Sherman Oaks | CA | Pruco Securities |
| Jason | Weaver | Santa Barbara | CA | Fidelity Brokerage |
| Sherry | West | Palm Desert | CA | Merrill Lynch |
| Douglas | Yahn | San Bernardino | CA | Arrowhead Investment |
|