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Operations

There’s a reason why over 11,000 independent financial advisors have put the power of LPL Financial behind their success, gaining operational efficiencies, advanced systems technology and tested processes.

LPL Financial incorporates industry best practices, state-of-the-art technologies and quality control you can depend on, including:

  • Proven oversight and control procedures to assure the highest standards in the current regulatory environment
  • Efficient online processing of trades, new accounts and routine business procedures
  • Real-time access to client and account data at no additional expense
  • Constant reinvestment in operations infrastructure to provide the most advanced technology
  • Straight-through processing, providing direct access to LPL Financial systems

Find out more by clicking on the links below:
Service Center
Self Clearing Services
Pershing Clearing Services