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Transitioning to LPL Financial

Every year, more and more financial advisors make the transition to LPL. Some are already independent; others are choosing independence for the first time.

Our goal for each advisor transitioning to LPL is to begin providing measurable value from the moment of initial engagement through the advisor transition process and beyond. The crucial first step begins with helping you make a smooth and easy transition for your practice.

  • Dedicated Integration Manager – Backed by one of the most experienced team in the industry, your Integration Manager is your single point of contact throughout the advisor transition process
  • Experience That Counts – Through years of experience and continuing innovation, we have developed a highly effective, streamlined broker/dealer transition process. Your Integration Manager will begin by carefully profiling your business. By investing the time up front, your specialist can deliver personalized information and support to meet your specific needs.
  • Organizational Structure Facilitates the Process – We have structured our entire organization to provide you with unparalleled service, during and after your transition. We have considered every detail, right down to offering an easy online tool for ordering your new stationery.
  • Effective and Comprehensive Resources to Meet Your Every Need – we are prepared to assist you in meeting both simple and complex needs as they arise, including:
  • In-depth technology training and product education
  • Guidance in selecting and pricing different fee-based investment platform accounts
  • Samples of compliance-approved announcement letters and marketing materials
  • Automated, online stationery ordering
  • Help with creating client records to facilitate the account re-papering process
  • Comprehensive compliance education support
  • Meetings with LPL Financial specialists in different departments

Your Path to Independence
When you choose independence with LPL, through our PartnersProgram you can expect a streamlined transition process facilitated by specialists who are committed to helping you achieve your business goals. Once you've completed your transition, you'll find a partner who stands ready to assist you in every possible way, on terms that suit your personal style and business model. Your transition is the beginning of a new phase of your career, one in which you'll own your business, keep more of what you earn, achieve significant practice growth, and control your destiny. It's the first, smart step on your path toward greater success, which we will support with the full capabilities of our firm.

To learn how easy it is to make your next move, click below:
Peer Experiences