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PartnersProgram

Supporting Your Move to LPL Financial Independence
PartnersProgram
To receive this complimentary brochure, please contact recruitment at
(888) 250-2420

Whether you are already independent or choosing independence for the first time, the keys to a successful transition include following an efficient process, working with an experienced team, and developing a personal relationship with your new broker/dealer. At LPL Financial, our sole focus is helping you establish a competitive, independent practice. The transition process is just the beginning of our long-term commitment to you.

Our PartnersProgram is a proven system, refined from the experience of transitioning literally thousands of advisors to independence with LPL Financial, to make your transition as smooth as possible.

The PartnersProgram implements the "Four Ps" to assist advisors in achieving a successful transition: planning, preparing, processing and partnering.

When you PLAN your route to LPL Financial independence.

  • You'll meet your personal transition specialist who will be your primary point of contact throughout your transition, and well after you transfer your license.
  • You'll work with an experienced team of transition specialists who have remarkable insight into the challenges financial advisors face.
  • You'll benefit from value-added programs designed to help you swiftly position and market your independent practice.

When you PREPARE to make your move we're there for you.

  • Your transition specialist will help you identify critical milestones, like outlining your training needs, and then help you meet them
  • Your transition specialist will help you create your personal transition timeline with checkpoints and resources to help you reach the next stage.
  • You'll learn how to use BranchNet, our proprietary web portal so that you can upload your client data and begin creating new account paperwork.

We PROCESS all your paperwork so that you and your clients receive the utmost in service and consideration.

  • Your transfer qualifications (Series 7, 24, etc.), U4 and fingerprints will be performed with the assistance of a streamlined online registration kit
  • You'll receive all the assistance you need to execute your training program to learn about our technology, platforms, policies, procedures and operational processes.
  • Your clients' accounts will receive priority processing during the transfer from your prior firm to LPL Financial.

We're a PARTNER for your growth and success. Your transition is just the beginning.
During your transition and as you grow your independent practice, we'll support you with practical educational programs on timely business topics and offer specialized training in niche product areas like alternative investments and insurance services - with dedicated specialists for annuities, mutual funds, and advisory services, to name a few.

LPL Financial provides the resources to help you succeed.
Our commitment to providing experienced business consulting and guidance resources on a complimentary basis is exemplified through our Business Consulting Group. It consists of four teams that work together to help you grow your practice with:

Relationship Management: A dedicated resource committed to the development and success of your business
Business Solutions: Your home office resource for business-to-business related issues
Business Consulting: Financial analysis and business advice for your unique practice needs
Succession Planning:  Guidance and resources to help you safeguard the value and continuity of your business.

Lighting Your Path to Independence.
When you choose independence with LPL Financial, you can expect a streamlined transition process assisted by specialists who are committed to helping you achieve your business goals. Once you've completed your transition, you'll find a partner who stands ready to assist you in every possible way, on terms that suit your personal style and business model. Your transition is the beginning of a new phase of your career, one in which you'll own your business, keep more of what you earn, achieve significant growth of your practice, and control your destiny. It's the first step on a path toward greater success, which we will support with the full capabilities of our firm.