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Transitions

Every year, more and more financial advisors make the transition to LPL Financial. Some are already independent; others are choosing independence for the first time.

Our goal for each advisor transitioning to LPL Financial is to begin providing measurable value from the moment of initial engagement through the transition process and beyond. The crucial first step is in helping you make a smooth and easy transition for your practice.

Dedicated Transition Specialist – Backed by the most experienced team in the industry, your Transition Specialist is your single point of contact throughout the transition process

Experience that counts – Through years of experience and continuing innovation, we have developed a highly effective, streamlined transition process. Your Transition Specialist will begin by carefully profiling your business. By investing the time up front, your specialist can deliver personalized information and support that specifically meets your needs.

Organizational structure facilitates process – We have structured our entire organization to provide you with unparalleled service, during and after your transition. We have considered every detail, right down to offering an easy online tool for ordering your new stationery.

Effective and comprehensive resources to meet your every need–we are prepared to assist you in meeting both simple and complex needs as they arise, including:

  • In-depth technology training and product education
  • Guidance in selecting and pricing different fee-based investment platform accounts
  • Samples of compliance-approved announcement letters and marketing materials
  • Automated, online stationery ordering
  • Help with creating client records to facilitate the account re-papering process
  • Comprehensive compliance education support
  • Meetings with LPL Financial specialists in different departments

To learn how easy it is to make your next move, click below:
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