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RIA Custody Offering

Dedicated RIA Support and Technology
Dedicated Service Teams for RIAs and Hybrid RIA Advisors

A team of experienced service professionals focused exclusively on the dynamics and demands of RIA and Hybrid RIA practices will support you. As you establish your practice, you can work with specialists who understand the issues surrounding registration, start-ups and transition. On a day-to-day basis, we offer advisor support through a dedicated RIA Service360 team that is committed to an exceptional standard of high-touch, personal service. Service360 is our dedicated service structure that enables us to address all aspects of your business (brokerage and advisory), all in one place. This means time and cost savings for you and increased efficiency for your back office.

Fully Integrated Technology
For increased efficiency and profitability, RIAs depend on technology solutions for nearly every aspect of their business. The LPL Financial RIA platform integrates superior applications to simplify trading, portfolio review and management, compliance, billing and reporting.

You can conduct the vast majority of your daily business activities online through BranchNet, our proprietary web portal. Accessible 24/7 with a single sign-on, BranchNet is an integral part of your business operations and provides straight-through processing of trade requests-execution of mutual fund, equity, fixed income, option, annuity, and direct business transactions.

You will receive documentation, tax reporting and trade confirmations through BranchNet as well.

The BranchNet system's streamlined account opening and maintenance programs simplify your administrative tasks, while comprehensive account search tools allow you to instantly retrieve information about holdings, transactions and client history. Its built-in account management software enables you to keep track of client account and personal information.

Full Integration Between Broker-Dealer and Custody for Hybrids
The LPL Financial fully integrated platform delivers a full range of resources that address every facet of your RIA practice-you can do it all on one integrated technology platform, for both brokerage and advisory business. Our single-provider Hybrid RIA provides integrated fee billing, a simplified application and new account processing, one consolidated client statement, and a single, dedicated service team to support all aspects of your business.