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Support

LPL Financial is America's No. 1 independent brokerage firm* with more than 11,000 financial advisors based in more than 5,475 branch offices nationwide. Every year hundreds of financial advisors join our ranks, seeking opportunities for business ownership and autonomy, deeper resources and increased payouts.

Our commitment to helping financial advisors achieve their goals and their dreams reverberates throughout our organization from our acclaimed research capabilities, customized marketing and communications materials, and advanced training opportunities, to business and branch development resources.

Research
LPL Financial Research is committed to providing the economic and market research that matters – making a positive difference in the quality of advice you provide and the operational efficiency of your practice.

Legal & Compliance
Combining depth and breadth of expertise, the LPL Financial Compliance specialists can provide you with top-quality representation in the areas of most importance to your business.

Marketing
LPL Financial provides innovative solutions to meet your needs for delivering personalized communications through Marketing On Demand to help you grow your business and retain your client base through cost-effective programs designed to get results.

Trading
The LPL Financial Trading desk is staffed with experienced equity, fixed income and mutual fund traders who use new technology to execute high volumes of trades while maintaining excellent service.

Business Development
LPL Financial understands the challenges of being a business owner. That’s why we provide business development and consultative resources to help you work on your business as effectively as you work in your business.

Training
The LPL Financial Training Department can help you learn how to fully leverage available technology, quickly and easily to optimize your time and reduce costly overhead.

Conferences & Events
Discover your connection to industry innovations, networking opportunities and best practices. Attend conferences and events targeted to your practice needs.

* As reported by Financial Planning magazine, 1996-2007, based on total revenue.