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Business Support

The more support you receive from your broker/dealer, the more you are able to do for your clients. In terms of resources, prestige, commitment and results, LPL Financial stands alone-we offer you experienced specialists who can address and support your needs in all key areas of your business.

At LPL Financial, we are dedicated to helping financial advisors like you achieve your professional goals. To accomplish this, we provide you with objective research, experienced traders, legal and compliance teams, and customizable marketing and communications materials. We also offer advanced training opportunities in business development, practice management and succession planning to help you approach the management of your practice as a well-informed entrepreneur.

The depth of our support is just another reason why LPL Financial is America's leading independent broker/dealer*. Every year financial advisors join our ranks, seeking opportunities for business ownership and autonomy, deeper resources, committed service and increased payouts.

Research
LPL Financial Research is committed to providing the economic and market research that matters-making a positive difference in the quality of advice you provide and the operational efficiency of your practice.

Legal and Compliance
Combining depth and breadth of expertise, the LPL Financial Compliance specialists can provide you with top-quality representation in the areas of most importance to your business.

Marketing
LPL Financial provides a wide range of innovative solutions to meet your needs. Our Marketing Gateway centralized website provides the tools and services you need to effectively market your services and products to clients. This includes a comprehensive client acquisition and retention program, practice management tools, a social media platform, and our unique WomenInvest program.

Trading
The LPL Financial Trading Desk is staffed with experienced equity, fixed income and mutual fund traders who use new technology to execute high volumes of trades while maintaining excellent service.

Business Consulting
LPL Financial understands the challenges of being a business owner. That is why we provide business development and consultative financial advisor resources to help you work on your business as effectively as you work in your business.

Training
The LPL Financial Training Department can help you learn how to fully leverage available technology, quickly and easily, to optimize your time and reduce costly overhead.

Conferences and Events
Discover your connection to industry innovations, networking opportunities and best practices. Attend conferences and events targeted to your practice needs.

* As reported by Financial Planning magazine, June 1996-2012, based on total revenue.