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Advisory and Brokerage Consulting Services

Advisory Programs and Services

Your clients depend on you to provide quality investment advice that is timely, accurate and tailored to their needs. You require a partner who is as dedicated to your success as you are to your clients. LPL Financial has long been recognized as one of the industry leaders in fee-based asset management for independent advisors due largely to our unwavering commitment to:

  • Investing in leading edge technology
  • Providing advisors with the most efficient and user-friendly advisory investment tools, including some of the most innovative

    advisory programs

    in the industry
  • Focusing on research and innovative thinking
  • Enhancing and upgrade platforms and services on a continual basis to remain at the forefront of the competition

Advisory Platforms
We offer a choice of investment platforms designed for the way you work. Select a platform below and discover why LPL Financial is the investment platform provider of choice for today's independent advisor.

 

  • Centrally Managed Platforms - Nurture and build strong client relationships while outsourcing day-to-day asset management decisions
  • Advisor Driven Platforms - Take an active role in all aspects of asset management, including asset allocation, investment selection and periodic rebalancing decisi

Advisory Support
LPL Financial invites you to join the ranks of successful independent advisors who continue to outpace the competition. Discover the advisory services, resources, tools and technology that lead to success in attracting and retaining today's high net worth clients.

 

  • Advisory Consultants - Partner with independent financial advisors to strengthen client relationships, enhance the value of their practice and improve quality of life (they develop the investment solutions, marketing tools and practice management resources you need to sharpen your focus and make your advisory business thrive)
  • High-Net-Worth Consultants - Empower financial advisors to compete for, win and retain business with high-net-worth clients and institutions
  • Advisory Tools and Resources - Designed to work in conjunction with your choice of investment platforms
  • Advisory Training Programs - Business building programs that provide information and education to help grow your practice

Product Sales and Marketing Support
The LPL Financial Brokerage Consulting Services team provides guidance and expertise on a wide range of products, features, benefits and sponsor resources, which include annuity products, mutual funds, exchange traded funds (ETFs), unit investment trusts (UITs), 529 plans and alternative investments.

Our Internal Brokerage Consultants are located at the LPL Financial headquarters and provide product expertise and access to the broad range of LPL Financial resources.

Brokerage Consulting Services provides:

  • One-on-one support
  • Proposal generation
  • Implementation strategies
  • Navigation of LPL Financial resources
  • Tools and resources to streamline managing your business
  • Advice on our diverse product offerings including pricing and product comparisons
  • Client meetings over the phone