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RIA Technology

Highly Advanced Web-Based Technology Supports RIA and Hybrid RIA Models

At LPL Financial, our superior technology is designed to help you achieve two critical objectives: maximize revenue and control overhead costs.

From portfolio management to billing, relationship management, compliance and reporting—we deliver all of these capabilities on a platform designed to simplify your back-office responsibilities and increase the amount of time you spend with clients.

A More Powerful RIA Technology Platform to Help you Maximize Revenue Opportunities and Control Overhead Costs:

  • Leading-edge applications
  • Single sign-on and remote access capabilities
  • Portfolio management, billing, compliance, reporting

LPL Financial maintains a strong commitment to developing and enhancing advisor-driven RIA and Hybrid RIA technology solutions that allow you to focus on business activities that directly impact the success of your practice.

With solutions that create efficiencies in work flow and operations for RIAs and Hybrid RIA business structures, LPL Financial technology provides the foundation to reduce your overhead expenses and increase profitability.

Single Sign-On Access for Hybrid RIAs Simplifies Day-to-Day Business
To support you in this endeavor, we offer a superior suite of technology programs and tools accessible through BranchNet, our Web portal and Advisor Workstation. The BranchNet Operating System provides single sign-on Web access to all of your tools and resources.

Accessed from any personal computer via a secure Internet connection, BranchNet is an integral part of your business operations, streamlining the process for opening and servicing accounts, trading, and accessing LPL Financial imaged documents. In addition, BranchNet provides a central location to view accounts, products, revenue and total assets under management in one aggregated view.

The LPL Financial advisor workstation seamlessly integrates the client and practice management tools registered reps, RIAs and Hybrid RIA advisors require into one versatile system:

  • Salesforce.com
  • ASI Rebalancing
  • WealthVisionSM (by eMoney)
  • Client Management
  • Business Development
  • Trading
  • Research
  • Advisory Services
  • Business Analytics
  • Commission Resources
  • Compliance Management
  • Client Account Access