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Independent Advisor

As an independent financial advisor, you know that the freedom to run your business on your terms is only one aspect of the independence equation. The support services provided by your

broker dealer

are crucial to the long-term success of your firm, your staff and your clients.

The partner behind your success plays a key role in determining how much “free time” you can actually devote to business-building activities like developing new clients or growing existing relationships. Distractions resulting from poor back-office servicing, inadequate technology or inaccurate reporting cost you both time and money. And high overhead and low payouts can quickly put a damper on your enthusiasm, not to mention your balance sheet.

Access more of what you’re really looking for in building your successful practice.

  • Earn revenues as high as 98%,1 generate higher net revenues and build greater equity in your business

Independent advisors benefit from efficiencies and economies of scale that other firms can’t achieve:

  • As your business grows, so do your earnings and capabilities
  • Business Consulting Services and dedicated relationship managers help to maximize your potential and grow your practice
  • Practice overhead is reduced while payouts increase

Discover why more of the nation’s most successful independent advisors are moving their practices to America’s number one independent broker/dealer*, LPL Financial.

  • LPL Financial offers sophisticated financial planning tools for the most complicated client situations
  • Our advisors have access to a robust lineup of alternative investments and a choice among non-proprietary investment and advisory platforms
  • We offer a full spectrum of Wealth Management products and services
  • Our unbiased research capabilities are unsurpassed in the industry today
  • LPL Financial provides the best combination of centralized and de-centralized decision making that enables your practice to optimize its growth

1The bonus payout structure rewards a maximum percentage payout of 98% for production $4MM and above. The payout is applied to aggregate production and is paid on incremental production beginning at $100,000.
* As reported by Financial Planning magazine, June 1996-2009, based on total revenue.

Better Independence with LPL Financial

Few firms pass cost savings obtained through operational efficiencies and economies of scale to their advisors. At LPL Financial, we do. That’s just one of the many ways we differentiate ourselves in working for your success. Our sole focus is on ensuring your practice realizes the full benefits of working with LPL Financial, from cost savings to higher payouts and a comprehensive investment platform. Isn’t it time you discovered the difference LPL Financial can make for your independent practice?
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Advisor Stories

We routinely receive praise from advisors about not only our day-to-day operations, but also the quality of services provided at every level within our organization.
Read LPL Financial Advisor Testimonials